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PLEA BARGAINING

PLEA BARGAINING UNDER BNSS, 2023

1. Introduction

Plea Bargaining is a pre-trial judicial mechanism through which an accused and the prosecution or complainant may negotiate a mutually satisfactory settlement of a criminal case, subject to the supervision of the Court. It was introduced to reduce the burden of pending criminal cases, avoid unnecessary pre-trial detention, ensure speedy disposal of cases and provide compensation to victims.

Under the Bharatiya Nagarik Suraksha Sanhita, 2023 (BNSS), plea bargaining is governed by Chapter XXIII, Sections 289 to 300. The BNSS provides a structured and time-bound procedure for filing the application, examining the voluntariness of the accused, negotiating a mutually satisfactory disposition, awarding compensation and determining the sentence.

2. Scope and Applicability

Under Section 289(1), plea bargaining applies where:

  1. A police report has been forwarded under Section 193, alleging an offence punishable with imprisonment for a term up to seven years; or

  2. A Magistrate has taken cognizance of an offence upon a complaint under Section 223 and issued process under Section 227, where the offence is punishable with imprisonment up to seven years.

However, plea bargaining is not available in certain cases. It does not apply to offences affecting the socio-economic condition of the country, as determined and notified by the Central Government. It also does not apply to offences committed against a woman or child, or to a juvenile or child covered by the Juvenile Justice (Care and Protection of Children) Act, 2015. Further, an accused previously convicted by a Court for the same offence is excluded under the statutory conditions.

3. Procedure for Plea Bargaining

A. Application by the Accused — Section 290

The accused must file an application for plea bargaining within thirty days from the date of framing of charges before the trial Court.

The application must contain a brief description of the case and must be accompanied by an affidavit stating that:

  • the accused has voluntarily preferred the application after understanding the nature and extent of punishment; and

  • the accused has not previously been convicted by any Court for the same offence.

After receiving the application, the Court gives notice to the Public Prosecutor or complainant and the accused. The Court then examines the accused in camera to determine whether the application has been made voluntarily.

If the Court is satisfied that the application is voluntary, it allows the parties a period not exceeding sixty days to work out a mutually satisfactory disposition.

B. Mutually Satisfactory Disposition — Section 291

The Court facilitates the negotiation process while ensuring that the participation of the parties is voluntary.

In cases instituted on a police report, notice is given to the Public Prosecutor, investigating police officer, accused and victim. The accused may participate with the assistance of an advocate.

In cases instituted upon a complaint, notice is issued to the accused and victim, along with their advocates where they are represented.

The Court has a continuing duty to ensure that the entire process is conducted voluntarily by the participating parties.

C. Submission of Report — Section 292

If the parties arrive at a mutually satisfactory disposition, a report containing the agreed disposition is prepared and signed by the Presiding Officer and all participating parties and submitted to the Court.

If no satisfactory disposition is reached, the Court records the fact and the criminal trial proceeds from the stage at which the plea bargaining application was filed.

4. Compensation and Reduction in Punishment — Section 293

Where a mutually satisfactory disposition is reached, the Court awards compensation to the victim as agreed between the parties. The Court also hears the parties regarding the sentence or release of the accused on probation where applicable.

Where the offence is not covered by probation, Section 293 provides statutory concessions in punishment.

Offence carrying a prescribed minimum punishment

  • Regular offender: one-half of the minimum punishment prescribed.

  • First-time offender: one-fourth of the minimum punishment prescribed.

Offence without a prescribed minimum punishment

  • Regular offender: one-fourth of the punishment provided or extendable for the offence.

  • First-time offender: one-sixth of the punishment provided or extendable for the offence.

Thus, the BNSS provides greater statutory concession to a first-time offender.

5. Judgment, Finality and Other Protections

Under Section 294, the judgment is delivered in open Court and signed by the Presiding Officer.

According to Section 295, the judgment delivered under plea bargaining is final and no ordinary appeal lies against it. The source specifies the exceptions of a Special Leave Petition under Article 136 and a Writ Petition under Articles 226/227 of the Constitution.

Under Section 297, the period of detention already undergone during investigation, inquiry or trial is set off against the sentence imposed.

Section 299 provides an important protection to the accused: statements or facts stated by the accused in the plea bargaining application cannot be used for any other purpose except in the plea bargaining proceedings.

6. Procedural Flow

The procedure may be summarized as follows:

Framing of Charge
↓
Application by Accused within 30 Days — Section 290(1)
↓
Notice to Prosecution / Complainant
↓
In-Camera Examination to Verify Voluntariness
↓
If Voluntary → Maximum 60 Days for Negotiation
↓
Meeting under Section 291
↓
Mutually Satisfactory Disposition
↓
Signed Report under Section 292
↓
Victim Compensation + Hearing on Sentence
↓
Judgment under Sections 293 & 294
↓
Finality under Section 295

7. Important Statutory Provisions

SectionSubject
289Scope and applicability of plea bargaining
290Application, 30-day period, affidavit and voluntariness
291Procedure for mutually satisfactory disposition
292Submission of report
293Disposal, compensation, probation and sentence reduction
294Pronouncement of judgment
295Finality of judgment
297Set-off of detention
299Protection of statements
300Non-applicability to juveniles/children

8. Conclusion

Plea bargaining under Chapter XXIII of the BNSS, 2023 provides a structured mechanism for the speedy resolution of eligible criminal cases. It combines negotiated settlement with judicial supervision and safeguards the interests of the accused and victim.

The procedure requires a voluntary application, judicial examination, negotiation within a prescribed period, victim compensation and determination of sentence according to statutory concessions. The BNSS also provides confidentiality for statements made during the plea bargaining process and gives finality to the resulting judgment, subject to the constitutional remedies specified in the law.

Memory Key — P-L-E-A-D-S

  • P – Period of 30 Days — Section 290

  • L – Limit of 7 Years — Section 289

  • E – Exclusions — Sections 289 & 300

  • A – Affidavit & In-Camera Examination — Section 290

  • D – Disposition & Sentence Concessions — Section 293

  • S – Finality & Statement Protection — Sections 295 & 299

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